Northern Arizona University-Financial Controls

Compliance, Controls & Business Services

The Compliance, Controls & Business Services department provides the following services:

Provides guidance and education on financial and internal controls
Consults with departments regarding business processes, best practices and compliance with NAU Comptroller Financial Policies and Procedures and suggests process changes to increase operation efficiency and control
Reviews University responses and follow-up actions on audit recommendations
Assists departments with the completion of controls and policy self assessments
Administers the PCard and Travel Compliance Review program
Facilitates the annual University Level Risk Assessment process
Oversees the Administrative Development Series

Compliance, Controls & Business Services Staff

Wendy Swartz, Associate Comptroller –Compliance, Controls & Business Services/Interim Director of Sponsored Projects
Email Wendy Swartz
928-523-6081

Heidi Conto, Financial Controls Analyst
Email Heidi Conto
928-523-7508

Sharon Jackson, Financial Controls Analyst
Email Sharon Jackson
928-523-5669

Michael Zimmer, Business Analyst, Sr
Email Michael Zimmer
928-523-6314