Northern Arizona University

 

 

FINANCIAL CONTROLS

SERVICES:

• Provide guidance and education on financial controls
• Consult with departments regarding processes and best practices
• Assist departments with completion of controls and policy self assessments
• Review processes and procedures to ensure they meet NAU Comptroller Financial Policies and Procedures
• Suggest process changes to increase operational efficiency
• Review University responses and follow-up actions on audit recommendations
  
  

ABOR Internal Control Policy 6-711

INTERNAL CONTROLS PRIMER

An overview on the basics of internal controls

INTERNAL CONTROL RESOURCES

Important links for internal control resources

CONTROLS AND POLICY SELF ASSESSMENT QUESTIONNAIRES

Questionnaires designed to assist departments in a self evaluation of business processes

HISTORY OF THE FINANCIAL CONTROLS OFFICE

Brief overview of creation of the Financial Controls office

CONTACT FINANCIAL CONTROLS:

Wendy Swartz, Assistant Comptroller – Financial Controls

928-523-6081

PO Box 4069

Flagstaff, AZ 86011-4069

wendy.swartz@nau.edu

LINKS:

NAU Police Department

Report a Crime

NACUBO Sarbanes Oxley Best Practices Checklist